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RESTORATION
QUARTERLY
Vol. 43/2, 2001
THE
RENEWAL OF THE PRACTICE OF ADULT BAPTISM BY IMMERSION
DURING THE REFORMATION ERA, 1525–1700
WES
HARRISON
Ohio Valley College
Although countless books and articles treat
the subject of Christian baptism during the Reformation era in one way
or another, very few offer much information about immersion. The few
that do are often either older works that lack significant information
made available by more recent research or are so narrowly focused on a
person, movement, or geographical region that they leave out
significant parallel thought and practice in other areas. Such works
also tend not to trace historical influences outside their focus. This
omission has also led to a considerable amount of misunderstanding
about who practiced immersion and why. The purpose of this brief study
is twofold: 1) to correct widespread misunderstandings about who
practiced immersion, in particular the false notion that Anabaptists
in general practiced immersion; and 2) to bring together material from
numerous sources to present a more comprehensive overview of how and
why adult baptism by immersion began to be practiced during the
Reformation (1525–1700).
I.
Misperceptions about Who Baptized by Immersion
Since adult baptism by immersion is prominently practiced by the
largest denomination in the Protestant world, the Baptists, the
assumption often is that it was also practiced by their precursors,
the Anabaptists, from whom they borrowed much theology and religious
practice. Such, however, is not the case. The first “Baptists,”
that is, Anabaptists, located in Germanic Europe, did initiate the
practice of believer’s baptism, but they baptized by sprinkling or
pouring and consciously rejected immersion. The only exceptions were
the Polish Anabaptists, the Polish Brethren, and a handful of
individual teachers who taught immersion, but were by and large unable
to generate any significant following.
Yet the misperception of Anabaptists
practicing immersion persists. Perhaps the most prominent example is
that of Justo Gonzalez, one of the leading church historians of our
day. In his very influential The Story of Christianity (1985),
he states, in reference to the Anabaptists, “Later, as they sought
to conform to the New Testament, they began baptizing by immersion.”
The popularity of the Gonzalez text has unfortunately served as the
source for numerous other works in spreading this misinformation.
It is difficult to determine on which source Gonzalez relied. The
earliest source of this misunderstanding that I have been able to find
is Albert Newman’s A History of Anti-Pedobaptism (1897)
and John Lumpkin’s A History of Immersion (1962).
Probably this misunderstanding will not be perpetuated indefinitely
due to recent research that is now becoming more widely recognized.
II.
Origins of the Practice of Immersion during the Reformation Era
A.
Anabaptist Baptism by Sprinkling
Immersion was the primary mode of baptism in
the early church and persisted as common practice well into the
sixteenth century in the Western church.
The Eastern Orthodox Church, of course, maintains immersion as the
primary mode of baptism to this day. Although sprinkling was accepted
in some areas as early as the time of the Didache (ca. 120), it
was clearly accepted only on an exceptional basis. In the Western
church immersion had been the common practice of baptism well into the
twelfth century. Thomas Aquinas clearly noted a preference for
immersion in his day (late thirteenth century). The first church
council to give credence to a general acceptance of sprinkling was the
Council of Ravenna, 1311. Evidence indicates that the widespread
practice of sprinkling occurred first in northern France during the
fourteenth century and then spread slowly into most of Europe, with
evidently England being the most reluctant to convert to sprinkling.
The mode of baptism was often a local affair, and even after common
practice was given to sprinkling, there were occasional theologians
and sporadic parochial situations that gave preference to immersion.
The subjects of baptism were, of course, infants. Infant baptism had
been the practice since the early Middle Ages.
The turbulence created by the Reformation
affected nearly every aspect of Christian thought and practice,
including reconsideration of baptism. On January 21, 1525, baptism of
adult believers was initiated when Conrad Grebel baptized George
Blaurock in a private home in Zurich
(not in the Zurich city square as again mistakenly stated by
Gonzalez), thus giving symbolic birth to the movement known as
Anabaptism. All the various Anabaptist groups that developed during
these early years of the Reformation baptized by sprinkling. The
only known exception was due to the unusual personal request of
Wolfgang Ullimann to be immersed. Although these groups simply
continued the commonly practiced mode of baptism, the innovation of
adult baptism could also be viewed as a first step toward the eventual
practice of believer’s baptism by immersion.
Primarily stimulated by a desire to restore
the apostolic church, the Anabaptists quickly developed a hermeneutic
that was expressed more through a call to true discipleship within a
community of believers than simply being baptized as adults.
Nevertheless, baptism became the most distinctive symbol of this
spiritual perspective. Roland Armour, whose Anabaptist Baptism remains the most extensive and
comprehensive study of the baptismal theology of the sixteenth century
Anabaptists, states:
In
summary, we can say that Anabaptist baptism symbolized all the basic
elements of their view of the Christian life. Whether one looks to
their experience of regeneration through the Holy Spirit, to their
conception of the nature of the church and foundation upon which it
would stand, or to their understanding of the life the Christian would
lead, their answer was the same -- it was a “baptism”.
What is, of course, of concern to this study
is why they did not consider immersion. It was rarely mentioned in
their prodigious amount of writing on the subject of baptism; and when
they addressed it, they either rejected it or felt that the mode of
baptism was unimportant. There are various logical reasons for such
conclusions: 1) sprinkling was so deeply ingrained in theology and
practice that it was simply not seriously questioned; 2) the social
and religious controversies created through their rejection of infant
baptism was radical enough to occupy all their energies, with little
left over to spend on a perceived triviality; and 3) although many
were well-trained former priests, Greek studies did not figure
prominently in their writings, thus moderating against a literal
application of the very word that helped define their movements; as
noted by Armour, “baptism” to them was a spiritual commitment
whose literal interpretation was expressed in a life of discipleship
rather than through a burial in water.
The writings of Menno Simons provide an
interesting insight on the topic of immersion. In his magnum opus, The
Foundation Book (1558), he based much of his defense of
believer’s baptism on Rom 6:3–4. Some scholars contend that his
exegesis was so persuasive that later the Particular Baptists copied
his wording almost verbatim in their first Confession of Faith (1644)
in the section dealing with the necessity of baptism by immersion.
A similar (mis)reading of Menno’s work influenced the Mennonite
Brethren Church to change from sprinkling to immersion (1860).
The irony is, of course, that Menno practiced only pouring as a mode
of baptism. Even in the modern era there was briefly some debate on
whether Menno was arguing for immersion, but further evidence from
numerous sources confirmed conclusively that Menno neither taught nor
practiced immersion.
It is certainly possible that cursory reading among Anabaptist
documents by scholars may have contributed to the misperception of
the Anabaptist practice of baptism.
B.
Anabaptist Exceptions to Sprinkling
There were some notable exceptions, though
few had much influence outside their immediate individual
surroundings. The earliest of these was Bernhard Rothmann, the leading
theologian in the fateful city of Münster. Münster was the only city
taken over by Anabaptists during the Reformation, transforming it into
a brief (1533–35) reign of radical reformers that forever sullied
the name “Anabaptist” because of the extreme measures undertaken,
namely, forced adult baptism, communitarianism, polygamy, and use of
the sword in the name of the Lord in literal fulfillment of their
apocalyptical interpretations. In the space of just a few years,
Rothmann helped lead the city from Catholicism to Lutheranism to
various stages of Anabaptism, each one more extreme than the previous.
One of his earliest works (1533),
in defense of his and the city’s transition into Anabaptism, dealt
with baptism. Similar to most Anabaptist treatises on the subject, its
main emphasis was bifocal: an attack on infant baptism as unscriptural
and the scriptural validity of adult baptism. Along the way, however,
he was the first among Anabaptists to articulate a persuasive
explanation and defense of immersion. He based his position primarily
on three arguments: first, he argued along grammatical lines,
interestingly not Greek grammar but Dutch/German. He contended that
the meaning of the Dutch translation of baptism must be taken
literally. Fortunately, the Dutch
words “doepen” and “dumpelen” meant literally to immerse or
“dunk in water.” It is important to note that although Rothmann
was technically correct on this point of grammar, it was also as
commonly understood that there was a long standing theological
exception as practiced by the church, namely sprinkling. Second, the
Scriptural explanations of baptism in such passages as Rom 6:3–4
(baptism = burial), Col 2:11–13 (baptism = burial), and 1 Pet 3:21
(baptism = washing of the body, or bath) graphically describe an
immersion. Third, he cited a few ancient authorities, Tertullian,
Origen, Gratian’s Decretum, and Beatus Rhenanus (by which he meant
collections of ancient texts edited by Rhenanus, a contemporary of
Rothmann), who at least to some degree supported directly or
indirectly adult baptism and immersion. Since the Anabaptist kingdom
of Münster did not last long under its most extreme forms, just how
comprehensively immersion might have been implemented is unknown,
although clearly many were immersed.
In
a limited way, Rothmann’s influence did seep out further than the
environs of the Anabaptist kingdom in Münster. Pilgram Marpeck, a
prominent contemporary leader among South German Anabaptists, relied
heavily on Rothmann’s treatise on baptism in the publication of one
of his own works on the Anabaptist faith, Vermahnung (1542).
In it he drew from Rothmann in stating a clear preference for
immersion, though he also moderated that stance by allowing sprinkling
as an acceptable alternative. No evidence exists that either Marpeck
or any of his circle of admirers practiced or taught immersion.
There is also reference to a group of
Anabaptists called Gabrielites who formed around the gifted leader
Gabriel Ascherham in Silesia and Moravia, who evidently for a short
time practiced immersion. At one time they numbered in the hundreds
but eventually were absorbed into various other Anabaptist groups in
the area, primarily the Hutterites and Mennonites, at which time they
discontinued the practice of immersion.
No information is extant on the theological reasons given for their
practice of immersion.
C.
Anabaptist Debates over Immersion
The most extensive debate over the mode of
baptism among the Anabaptists of which we have records was that
carried on between the leader of the seventeenth-century Hutterites,
Andreas Ehrenpreis, and a near contemporary of his among the Polish
Brethren, Christoph Ostorodt.
Although this exchange took place some one hundred years after the
beginning of the Radical Reformation, it nonetheless reflects quite
accurately the theology and practice of basic Anabaptism.
Over a period of about one hundred years,
these two groups carried on a lively dialogue over various theological
concerns common to the Anabaptist faith: communitarianism, the
relation between faith and reason, the relationship between
discipleship and the state, and later, trinitarian questions. The mode
of baptism was sharply debated, but did not appear as prominently as
the other topics.
As will be seen later, the Polish Brethren
presented a formidable scriptural defense of immersion. It was even
incorporated into their Racovian Confession of Faith (1604). In time,
however, the irenic and intellectual-rationalist orientation of the
movement, along with the victory of the liberal branch, undermined
nearly all dogmatic concerns as it developed into a complete
unitarianism. Nonetheless, in the early stages dogmatism was strong
enough to create sparks over the mode of baptism.
In response to their position, Ehrenpreis
conceded that although biblical descriptions of baptism most often
indicated immersion, this was not sufficient grounds to prove
exclusivity. Without going into great detail, he glibly stated,
“whether one baptizes with water from the priest’s hand or by
immersion” the mode did not effect salvation or Christian
discipleship. He contended further that to demand immersion
dogmatically was unacceptable.
Two additional points of interest did arise
in this dialogue. First, both Ehrenpreis and the Polish
Brethren occasionally cited the Herborn Bibelwerk of Johannes
Piscator (1610), due to its widely respected Greek translation and
commentary. The Brethren pointed out to Ehrenpreis that Piscator often
translated the Greek baptizein into German with untertauchen
(immersion) rather than the more common taufen, commonly
understood as sprinkling, thereby bolstering their argument.
Ehrenpreis did on occasion refer to Piscator’s work when it aided
his cause, but made no response to this particular joust.
Second, during his polemic Ehrenpreis
referred to a certain group that practiced immersion cited by the
Polish Brethren. These he called “Jordaner” (Jordanians) in
mockery of their literal interpretation of receiving baptism at age
thirty because Jesus was thirty years old when he was baptized in the
Jordan. He suggested that if they were literal about the age of
baptism, they should also be as literal about the place, the Jordan
river—noting sardonically that they had probably never even seen
the Jordan. Very likely, this reference was to the Paulicians, a small
but persistent Eastern sect that had maintained its existence from the
early Middle Ages.
The Paulicians shared a number of affinities with the Anabaptists in
general and in particular with the Polish Brethren in regard to
immersion. Ehrenpreis’s own brotherhood had briefly entertained a
group of “Jordaner” from Thessalonica a few decades previous to
these debates, so he was familiar with their practices. These earlier
Paulicians eventually joined the Swiss Brethren (an Anabaptist group
closely related to the Hutterites), evidently abandoning their
practice of immersion in the process. The debates ended with
Ehrenpreis’s win over a handful of Polish Brethren, but the
respective churches remained unchanged in their views about immersion.
For mainstream Anabaptists, pouring or
sprinkling was simply carried over from the traditional practices of
the Catholic Church. The noted exceptions aside, most of their leaders
were aware of the historical and biblical reasons for immersion, but
felt them to be either unpersuasive or unimportant. Dodging exile,
imprisonment, fire, and sword for weightier matters tended also to
undermine concern for the amount of water used for baptism.
D.
Exceptions outside Anabaptist Circles
As noted earlier, the Western church, lately
changing from immersion to sprinkling, always viewed immersion as
acceptable if not always convenient. Well-trained churchmen were
aware of its place in history and theology, an awareness that was
occasionally realized in practice. The turbulence of the Reformation
caused the Reformers to spend considerable time readjusting their
views of baptism. But as with the Anabaptists, the mode of baptism
received little attention. Martin Luther suggested in his early
writing (Taufbüchlein), however, that immersion was preferable
due to its more accurate application of the Greek baptizein.
This was one among a number of more daring proposals by the young
Luther, who quickly learned to moderate them in order to achieve a
greater stability against those who were taking unstabilizing
liberties, such as Andreas Karlstadt and the radical Thomas Müntzer,
both early converts to Lutheranism.
In Zurich, Leo Jud followed Luther’s Taufbüchlein
closely in writing perhaps the first Protestant baptismal guide
(1523), in which immersion was the prescribed form of baptism.
Zwingli’s alterations of this baptismal guide (1525) did not specify
the mode of baptism even though he had been sympathetic to immersion
in some of his earlier writings. By the time Heinrich Bullinger took
over the reins of the Reform in Zurich after Zwingli’s untimely
death, pouring was clearly the mode of choice for baptism.
John Calvin was also aware of the meaning of
baptism as used and described in the NT, but felt that the mode was
inconsequential, stating: “But whether the person being baptized
should be wholly immersed, and whether thrice or once, whether he
should only be sprinkled with poured water— these details are of no
importance, but ought to be optional.”
However, he argued that if one demanded immersion exclusively, it was
nothing short of heresy, as will be noted in his accusations against
Michael Servetus.
In an effort to restore the church to its
apostolic roots, most of the leading Reformers noted the meaning of
the Greek word for baptism (immersion) and its supporting
illustrations in the NT (Rom 6:3ff.) and recognized its historical
precedent in the early church. However, efforts to emphasize immersion
were quickly thwarted, largely because the populace had grown
accustomed to sprinkling. In addition, theological explanations
emphasized the spiritual dimensions of the rite, that is, the
cleansing or purification of the soul that was signified through the
use of the terms sprinkling and washing (Heb 10:22, “Let us draw
near with a true heart . . . sprinkled clean from an evil conscience
and our bodies washed with pure water”; 1 Pet 3:21, “Baptism,
which corresponds to this, now saves you, not as a removal of dirt
from the body but as an appeal to God for a clear conscience”), thus
adequately expressed through baptismal sprinkling or pouring.
Immersion remained an acceptable option and, as in the case of
Piscator, received emphasis occasionally thereafter from Reformed theologians.
One of the wandering scholars of the period,
which could boast more than its share, was Michael Servetus, whose
trial and execution in Geneva in 1553 gave the century one of its most
notable causes célèbres. His views on antitrinitarianism and
believer’s baptism were the main reason he was imprisoned,
interrogated and executed under the personal involvement and evident
delight of Calvin. Less known amidst this flurry of theological sensation
were Servetus’s writings on baptism. Particularly on this topic, he
was clearly one of the most imaginative writers of the century. Well
trained over a broad range of subjects, linguistics, law, theology and
medicine, he was able to present a formidable case for believers’
baptism by immersion. Also noting the original meaning of the word in
Greek, he turned for greater emphasis to a more theological defense of
immersion. He cited the baptism of Jesus at age thirty as a primary
proof text. Servetus noted the double emphasis on
completeness—mature in age and in full submersion in water. He
contended, therefore, that baptism should be undertaken only by those
who could fully grasp the import of such a conversion and that
immersion was the only means appropriate to being completely engulfed
by the Spirit of God. Just as Jesus received a special illumination at
his baptism, signified by the descent of the Spirit in the form of a
dove, so the convert also experienced a similar illumination and
emersion with Christ. Immersion was for him of utmost importance
because it represented the culmination of a pattern of ritual
experiences in the relationship between God and man, for which he
cited many examples: Noah, Moses through the Red Sea, Joshua in
leading the Israelites through the Jordan, Naaman, and ultimately, the
Christ himself in the Jordan experience.
Williams suggests that additional influences
on Servetus’s views on baptism may have come from his Basque
backgrounds. The backwaters of the Basque highlands of northern Spain
conserved the traditional practice of immersion when most of Spain had
long adopted sprinkling. Also that the forced conversion demanded of
Spanish Jews who were “sprinkled” into the Christian faith most
often clearly proved to be only a surface ceremony rather than a true
conversion no doubt detracted from the symbolic efficacy of
sprinkling. Further influence could also be attributed to his
association with Paulician thought that very likely had filtered
through early Anabaptist sources.
Although Servetus sought to develop no
following, a few were greatly attracted to his viewpoints, one being
Peter Gonesius,
who would help introduce
Anabaptist thought into Poland and who was very interested in
developing a national following.
E.
The Polish Brethren
Until recently references to sixteenth- and
seventeenth-century Anabaptism often did not include the Polish
Brethren. The reason for this is the relatively rapid evolution of the
Brethren from basic Anabaptism to Unitarianism within about one
hundred years. Although the historical roots of the Unitarian movement
were vaguely known, relatively little scholarly attention had been
given to this period of their development. Reconsideration of the
early years of their movement is particularly important for this study
because of the significant contribution they made to the development
of believer’s baptism by immersion.
The reform of the Catholic Church in Poland
and Lithuania lagged noticeably behind that of its predecessors in
western Europe. Lutheranism moved persuasively among the
German-speaking populace in eastern Europe but was relatively quickly
united with Calvinism, which had spread more prominently among the
Polish-speaking populace by the 1560s. Anabaptist thought had
infiltrated the land by the mid 1530s and by the 1560s had developed a
considerable following—so much so that it could justifiably call
itself the Polish Minor Church of the Polish Brethren, in contrast to
the Major Protestant/Calvinist Church.
Those involved with the early formation of
the Polish Brethren already held ideas tainted with antitrinitarianism,
at least a proto-antitrinitarianism that was prominently discussed
within many Calvinist circles at the time. Some early adherents had
filtered through Geneva, where they had absorbed such ideas from
Servetus; one such was the already noted Peter Gonesius, whom one
historian called the Servetus of Poland.
As with their continental cousins, the Polish Anabaptists became
impatient and dissatisfied with the progress of the Reformation in
their land and felt they needed to take it to the apostolic limits of
believers’ baptism, a separatist/gathered church, and a disciplined
discipleship.
The mode of baptism played a significantly
more important role for the Poles and Lithuanians than for their
German cousins.
The pattern leading to immersion usually began with reservations about
infant baptism, then the rejection of it, implementation of
believers’ baptism, then concern over the mode, leading finally to
the adoption of immersion. Anywhere along the way groups became
satisfied with a particular position of the debate and remained at
that point, while others argued further, eventually arriving at the
position that believers’ baptism by immersion was the only
acceptable biblical form of baptism, forming what became known as
the conservative wing of the movement.
While they were careful to announce publicly
that they were in no way extremists as those in Münster, their
concerns over baptism focused on the Scriptures and less so on
historical practices and ecclesiastical traditions. Also, like their
Anabaptist cousins, as much emphasis was placed on opposing infant
baptism as on promoting believers’ baptism.
Although greatly influenced by Anabaptist
thought from numerous groups and thinkers from the West, they had an
indigenous dimension to the formulation of their own thought due
primarily to the fact that many early leaders did not read German, the
language of western Anabaptism. Both, however, shared the conviction
that a study of the Scriptures themselves held the key to restoring
the true apostolic church.
Thus their conviction that immersion was the
true biblical baptism was based on a knowledge of the Greek text and a
literal understanding of such passages as Rom 6:3–4 and Acts
8:36–39. In correspondence with Swiss Brethren in Strasbourg (1591),
Christoph Ostorodt argued that true, scriptural baptism was
immersion, “not sprinkling as practiced by the Antichrist [Catholic
Church].” He argued further along linguistic lines, noting that the
primary and literal meaning of the German and Dutch translations of
the Greek term for baptism, respectively Taufe (immersion, dip
in, dunk) and doopen (to immerse), unmistakenly indicate
immersion rather than sprinkling. Clearest of all was the literal
meaning of the Greek term baptizein, which of course meant
immerse. Scriptural explanations for baptism such as Rom 6:3–4, 1
Cor 10:1–2 (“baptized into Moses under the cloud and sea”) and 1
Pet 3:21 (baptism, “not a cleaning of the flesh,” thus clearly
indicating a bath/submersion in water) demonstrated the literal
meaning of the term. He concluded his letter by noting, “Look for
yourselves and you will see that this is the truth. Don’t pay
attention to old, customary practices because they come from the
Antichrist; rather pay attention to the truth.”
The most significant early catechism of the
Polish Brethren (1574) also described baptism as both an immersion in
water and an emersion into a new spiritual life in Christ:
Baptism
[is] the immersion into water and the emersion of a person who
believes in the gospel and exercises repentance in the name of the
Father and Son and Holy Spirit, or in the name of Jesus Christ,
whereby he publicly professes that by the grace of God the Father he
has been washed from all his sins in the blood of Christ by the aid of
the Holy Spirit; so that having been ingrafted into the body of Christ
he may mortify the old Adam and be transformed into the heavenly
Adam, in the firm assurance of eternal life after the resurrection.
This
was also carried over into the later Rakovian Catechism of 1604,
even after the emphasis on the literal practice of immersion had been
greatly moderated by the spiritualist/unitarian teachings of Fausto
Socinus.
In addition to the emphasis on scriptural
purity, the Polish Brethren made other significant contributions to
the unique development of baptismal practices. Deep within the
national psyche, baptism played an important patriotic role because
the baptism (immersion) of prince Mieszko in 966 was the point at
which Poland began to be recognized as a Christian nation; in fact,
this incident was referred to as the “Baptism of Poland.” The
later marriage of a Catholic prince to a Russian Orthodox princess
also “married” Catholic sprinkling with Orthodox immersion, which
eventually resulted in acceptance of both until the more powerful
Catholic perspectives drove out the Orthodox. These incidents
contributed to the unique nature of the baptismal question.
Other factors also helped elevate baptism to
a more prominent level than elsewhere in Europe. The immediate
presence of Jewish communities would have familiarized the interested
populace with the practice of proselyte baptism (tevilah),
which was an immersion. Discourse between the populace and
contemporary groups that practiced or at least taught immersion, such
as the Gabrielites, Servetus and other Italian Anabaptists, would have
incited curiosity especially for those who already shared a
considerable amount of theological sympathies.
Dialogue, which was established by the
1570s, became common among Anabaptist groups in a few key areas
throughout Europe. A particularly lively avenue was created between
the Polish Brethren and Mennonites in northern Germany, Switzerland,
Strasbourg, and especially Holland. After the decree of 1658 in
Poland, which demanded conversion for all “Arians and Anabaptists”
to either Calvinism or Catholicism or death, many Socinians (as Polish
Brethren came to be called in deference to the great influence of
Fausto Socinus) fled to Holland and England, which in turn became
centers for the Unitarian faith. Through earlier visits and writings
and now in person, they also brought with them the Polish heritage of
immersion.
F.
The Dutch Collegiants
Throughout the mid- to late-sixteenth
century and well into the seventeenth century lively exchanges
occurred between radical groups huddled within those rare islands of
religious toleration in eastern Europe and Holland. By mid-seventeenth
century, however, Holland alone offered some measure of tolerance for
society’s “lunatic fringes.” These uncommon circumstances drew
diverse bands and lone seekers from both eastern Europe and England.
This also enhanced the prestige and importance of the Mennonites
because they were the longest lived “heretical” group in the
Lowlands, having hammered out a well-conceived faith based on a
literal interpretation of Scripture, a demanding call to discipleship,
and a congregational ecclesiology—all widely shared ideals among
the era’s dissenters. In addition, and perhaps most importantly,
these accomplishments were spiritually sealed through martyrs’
blood, of extreme importance to a time that produced two of the most
influential books circulated among “heretics”: Tieleman van
Braght’s Martyrs Mirror and John Foxe’s Actes and
Monumentes (Foxe’s Book of Martyrs).
On the other hand, schism among the
Calvinists of Holland at the beginning of the seventeenth century also
produced its own brand of dissent. Under the challenge of Jacob
Arminius, basic Calvinist predestinarianism was replaced with a
theology of unlimited atonement and a faith that could be greatly
influenced by human effort. These so-called Remonstranten were quickly
labelled Arminianists, giving a name to a theological counter to
Calvinism. This in turn created an atmosphere out of which grew a
distinctly lay movement called the Collegiants, centered in Rijnsburg,
who were dissatisfied with what they felt to be incomplete measures of
the Remonstranten.
Never a tightly organized movement, the Collegiants did share enough
characteristics to maintain a recognizable identity for about one
hundred fifty years (1620s–1780s). Though strongly rationalist in
thought and unitarian in orientation, they also shared some basic
ideas with Mennonites, especially in the early years of the movement.
Of particular importance for this study is that they also practiced
baptism by immersion.
With the contemporary dissenters’ desire
to restore the apostolic church through a simple interpretation of
Scripture and no doubt influenced by the various exchanges on the
subject of baptism between the Mennonites and Polish Brethren, they
began baptizing adults by immersion. Writings by the Polish Brethren,
such as those of Ostorodt and the Racovian Catechism, would have been
readily available to the Collegiants, many of whom were drawn from
Mennonite circles. In the flush of a new movement that sought to
experience a more literal expression of apostolic Christianity, they
found a more literal display of the symbolic rebirth particularly
attractive. Although some among the Mennonites found immersion
persuasive, the Collegiants were the only group that practiced adult
immersion as a matter of conviction.
As with the Polish Brethren, immersion
played an important, but definitely a secondary, role among the
Collegiants. Their emphasis was on pious living, sharing much in
common theologically with Mennonites. Their baptismal practices, often
public, did bring an unusual amount of attention to them as a group.
Their aversion to dogma and theological debates, however, eventually
undermined an already loose cohesion, and the movement dissolved by
the late-eighteenth century.
G.
The English Baptist Movements
The traditional practices of both the
Catholic Church in England and the Anglican Church were quite
different regarding baptism from that commonly found on the
Continent. Infant baptism by immersion remained a common practice in
England long after it had lost vogue on the Continent, although many
historians mistakenly assume that the English baptismal practice was
the same as that of the Continental experience.
The Sarum Manuele (the guide to ritual
practice at the Salisbury Cathedral), received its definitive form by
the mid-thirteenth century and served as the most widely used ritual
order in England.
It specified immersion as the mode of baptism, although sprinkling was
allowed in exceptional cases. Its influence is clearly noted in the
first Book of Common Prayer (1549), composed by Thomas Cranmer,
defining the new liturigical structure of the king’s church for
England, and, regarding baptism, maintaining the traditional
preference for immersion, in this case trine immersion: “First,
dypping [immersing] the right side; secondly, the left side; the third
time, dypping the face toward the fonte.”
In the 1552 edition, trine baptism is abandoned to include only single
immersion: “And naming it [the child] after them . . . he shall dip
it in the Water discreetly and warily. . . . But if they certify that
the Child is weak, it shall suffice to pour Water upon it.”
This is the first official church document in Great Britain that
authorized pouring as an exceptional alternative.
Within the next one hundred years there was a gradual change in
preference from immersion to pouring and later to sprinkling. One
historian noted a surprisingly large number of births of certifiably
“weak children” in England during this time.
The debates in the Long Parliament (1645)
regarding the appropriate mode of baptism (sprinkling or immersion)
for the newly reformed state church reflected perhaps more the English
liturgical heritage than the vigorously argued perspectives of the
recently formed Particular Baptist Church. By one vote the preference
was given to sprinkling.
William Wall, a noted eighteenth-century historian who wrote a
multivolume work on the history of infant baptism, attributed this
change to Calvin, as previously noted, who saw no significance in the
mode of baptism. This was reflected in the wording of the section on
baptism in the Westminster Confession: “Dipping of the person into
the water is not necessary; but baptism is rightly administered by
pouring or sprinkling water upon the person.”
For English Catholics, the emphasis on
immersion as expressed in the Sarum Rite was replaced by the Rituale
Romanum in 1614, which prescribed baptism by pouring without so much
as mentioning immersion: “[T]he priest takes baptismal water from a
vessel or ewer and pours some of it over the head of the infant.” Thus by the early-seventeenth century
both Catholics and Anglicans were rapidly moving from immersion to
pouring.
England, of course, had a long history of
dissent, dating most prominently from the times of John Wycliffe.
Anabaptist ideas spread to England soon after their initiation in
Europe although they enjoyed little success. Later, with dissenters
such as Robert Browne and Henry Barrow, among others, separatist
movements began to become more common. Many among these fled England
to find refuge in Holland, a gathering place of dissenters from the
“four corners of Europe,” thus making Holland a catalytic connection
between orthodoxy and dissent of various kinds.
The disgruntled dissident John Smythe fled
intolerant London for Holland in 1608 with a small group of followers
and founded what became known as the General Baptists, primarily due
to their adoption of adult baptism, though it was by sprinkling. At
Smythe’s defection to the Mennonites, Thomas Helwys transplanted the
group back on English soil in 1612, becoming thereby the father of the
English Baptist movement. Along with Helwys’s General Baptists,
London became a hotbed of various sorts of dissents. From Recusant
Catholics to Muggletonians, the city seemed to harbor the full gambit
of theological possibilities.
One group that evolved during this time
shared much with the General Baptists but were distinct enough to form
their own identity. Among their primary concerns was baptism and its
proper administration. Not only was the proper mode of baptism of deep
concern to them, but also the question of clerical authority. That is,
since they had no heritage of ministerial order or authority,
decisions on creedal matters became problematical; who had authority
to set church polity and practice? They were aware of John Smythe’s
controversial self-baptism, but were uncomfortable with that since
there was no NT precedent for it. In order to solve this quandary,
they decided to follow the tradition of going to Holland to consult
prominent radical groups there. In late 1640 they sent one of their
leaders, Robert Blunt, who spoke Dutch, to Holland to consult with the
Mennonites. It has become quite a point of historical contention as to
whether Blunt was immersed in Holland or whether he returned with that
conviction to initiate it on English soil. Whatever the truth of that
minor point was, immediately after his return to England, sometime
around late 1641, the practice of immersion rapidly became the mode of
Christian initiation among this group that had taken on the name
Particular Baptists because of their neo-Calvinist theology. Within
three years the Particular Baptists had worked out a complete
confession of faith that included a carefully delineated theology and
practice of immersionist baptism. Their London Confession of Faith of
1644 stated:
The
way and manner of the 1) dispensing of this Ordinance the Scripture
holds out to be dipping or plunging the whole body under water: it
being a signe, must answer the thing signified, which are these:
first, the 2) washing the whole soule in the bloud of Christ:
Secondly, that interest the Saints have in the 3) death, buriall, and
resurrection; thirdly, together with a 4) confirmation of our faith,
that as certainly as the body is buried under water, and riseth againe,
so certainly shall the bodies of the Saints be raised by the power of
Christ, in the day of the resurrection, to reigne with Christ. [Note
on Margin: The word baptizo, signifying to dip under water, yet so as
with convenient garments both upon the administrator and subject, with
modestie. 1) Mat. 3,16. Joh. 3.23. Acts 8:38. 2) Rev. 1.5 & 7.14,
with Heb. 10,22. 3) Rom. 6.3,4,5. 4) I Cor. 15.28,29.]
Similar to the Polish Brethren, the English
Baptists inherited a legacy of immersion, though theirs was far more
distant than the Polish experience. They were also aware of the
practice of immersion as debated among the residual Polish Brethren
and the Mennonites in Holland. Also they shared with many dissenting
groups the desire to experience more fully an apostolic restoration to
which the symbolic literalism of immersion would be particularly
appealing. Fundamentally, however, the primary persuasion was based on
Scripture. As noted in the Confession, only immersion fully expressed
the spiritual symbolism of baptism as described in the Biblical
passages: washing and death-burial-resurrection. They also took notice
of Greek grammar.
From these circles of dissent, the practice
of immersion spread throughout England, the American colonies and
various places in Europe. It should be noted also that although Roger
Williams shared much in common with the English Baptists, coming to
similar conclusions independently, he did not teach or practice
immersion.
H.
Minor Groups Practicing Immersion
During the eighteenth and nineteenth
centuries, the question of the mode of baptism, that is immersion,
remained a minor irritant especially among the Mennonites, where it
occasionally arose, creating various splinter groups that sometimes
remained more or less under the Mennonite umbrella and sometimes
became independent denominations. More often than not these conflicts
were introduced through contact with the English and later American
Baptists. Mennonite groups affected by this were the Dompelaars in
Hamburg, the “Hahnsche Mennonites” in Baden, Germany, the
Mennonite Brethren from Southern Russia, the Krimmer Mennonite
Brethren in the Crimea, the Evangelical Mennonite Church, and the
United Missionary Church.
Another group, more distant from the Mennonites that would adopt
immersion, was the River Brethren (Brethren in Christ) in Pennsylvania.
One small but significant church that
developed somewhat independently from these others was the group that
came to be called Dunkers, later officially adopting the name Church of
the Brethren. It was established through the leadership of Alexander
Mack in Schwarzenau, Germany, in 1708. Influenced by both Pietism and
Anabaptism, the group wanted only to follow the teachings of the NT and,
in regard to baptism, came to teach and practice trine immersion. Their
baptismal views were determined by NT studies and the corroboration
found in such writings as those of Gottfried Arnold,
who in his history of heresy noted that the early church practiced trine
immersion as well as footwashing, which the Brethren also adopted into
their cardinal practices. They evidently had had no contact with the
English Baptists, but were familiar with Mennonite literature and thus
no doubt could have been indirectly influenced by the Polish Brethren in
regard to immersion. The Brethren emigrated to the United States in 1719
and 1729, where they established a considerable following in
Pennsylvania and the Midwest.
Some historians among the Brethren believe their views on baptism had
more influence on Alexander Campbell than did the Baptist Church.
III.
Conclusion
Why did the practice of baptism by immersion
reappear during the Reformation era? First, in many areas in the West
there remained at least a vague legacy of immersion. In some regions,
notably Poland and England, this was far more than just a legacy.
Second, the desire to restore completely the apostolic church incited a
renewed interest in the practices of the pristine Christian church,
absent the accumulation of centuries of ecclesiastical baggage. This led
to a more literal understanding of baptism. Third, a renewed recognition
of the Greek “baptizein” led obviously to a literal application.
Fourth, scriptural descriptions of baptism, both in its literal
application as well as in its symbolic explanations, confirmed immersion
as the apostolic mode. Fifth, awareness of the Eastern baptismal ritual
and the Jewish “tevilah” gave further credence to immersion.
Finally, enlivened searches of medieval and patristic writings provided
corroborating evidence for the practice.
Once the success and permanence of the
English Baptist Church was established, along with reasons already
given, the practice of immersion began to be widely reconsidered and
adopted by many later groups, especially in the United States, not the
least of which was the Restoration Movement.
Presented at the Eighteenth Annual Christian Scholars Conference,
July 16–18, 1998, at Pepperdine University.
Justo Gonzalez, The Story of Christianity (vol. 2; San
Francisco: Harper SanFrancisco, 1985), 55. In personal
correspondence with Dr. Gonzalez, I pointed out to him the
inaccuracy of this and a few other items in his text. He responded
graciously that he would make the corrections if he ever published a
second edition.
I have been able to find at least two works that have perpetuated
this inaccuracy by citing Gonzalez: C. Leonard Allen and Richard
T. Hughes, Discovering Our Roots: The Ancestry of Churches of
Christ (Abilene, Tex.: ACU Press, 1988), 128, 133;.and R. Dean
Peterson, A Concise History of Christianity (Belmont, Calif.:
Wadsworth, 1993), 150.
Albert H. Newman, A History of Anti-Pedobaptism
(Philadelphia: American Baptist Publication Society, 1897), 170.
Newman’s source is at best very speculative. All other
information about the early Anabaptists clearly demonstrates that
they did not immerse.
John H. Lumpkin, A History of Immersion (Nashville: Broadman,
1962), especially 21–28, in which he, among others, cites Newman, History
of Anti-Pedobaptism. In spite of citing a number of sources,
neither the sources nor Lumpkin’s conclusions are very persuasive,
except for the unusual case of Wolfgang Ullimann and the Polish
Brethren, where it is quite clear they practiced immersion.
Note particularly, George H. Williams, The Radical Reformation
(3d ed. (Kirksville, Mo.: Sixteenth Century Journal Publishers,
1992).
Hughes O. Old, The Shaping of the Reformed Baptismal Rite in the
Sixteenth Century (Grand Rapids: Eerdmans, 1992), 264–82.
Old’s work is very unusual in that he dedicates a whole section of
a chapter to the topic of the mode of baptism.
I have found only three publications that deal with the history of
immersion (in the Western church) as the primary subject: Lumpkin, History
of Immersion, 40; John T. Christian, Immersion, the Act of
Christian Baptism (Louisville: Baptist Book Concern, 1893 [the
only book-length treatment, but does not deal with the wealth of
material produced by the Polish Brethren or the Dutch Collegiants]);
and J. G. de Hoop Scheffer, “Overzicht der Geschiedenis van den
Doop bij Onderdompeling,” Verslagener Mededeelingen der
Koninklijke Academie van Wetenschappen Afd. Letterkunde 2
reeks deel XII (1883): 119–70. In many ways Scheffer’s article
is the most informative for the Reformation period, but is
relatively brief. It is also rarely cited by later works on baptism,
perhaps because of the language (Dutch) and inaccessibility to the
periodical. For example, Old, Baptismal Rite, in an otherwise
quite extensive bibliography, does not cite Scheffer in his section
on immersion.
G. R. Potter, Zwingli (Cambridge: Cambridge University Press,
1976), 182.
The single most extensive monograph on the history and basic
theologies of sixteenth century Anabaptism is George H. Williams, The
Radical Reformation (Kirksville, Mo.: Sixteenth Century Journal
Publishers, 1992).
Rollin Armour, Anabaptist Baptism: A Representative Study (Scottdale,
Pa.: Herald Press, 1966), 140.
James M. Renihan, “An Examinatin of the Possible Influence of
Menno Simons’ Foundation Book upon the Particular Baptist
Confession of 1644,” ABQ 15 (September 1996): 190–207.
John A. Toews, A History of the Mennonite Brethren Church:
Pilgrims and Pioneers (Hillsboro, Kans.: Mennonite Brethren
Publishing House, 1975), 55–56.
John Horsch, “Did Menno Simons Baptize by Immersion?” Mennonite
Quarterly Review 1 (January 1927): 54–56.
Robert Stupperich, ed., Die Schriften Bernhard Rothmanns (Münster:
Aschendorfsche Verlagsbuchhandlung, 1970); Heinrich Detmer and
Robert Krumbholtz, eds., Zwei Schriften des Münsterschen Wiedertäufers
Bernhard Rothmann (Dortmund: Druck und Verlag von Friedrich
Wilhelm Ruhfus, 1904).
See Detmer and Krumbholtz, Zwei Schriften, 4–5. The
spelling is actually not Dutch but the Plattdeutsch dialect common
to the area. The correct Dutch spelling would be “doop” (noun)
and “doopen” or “dompelen” (verbs); all however with the
same meaning: to dip, dunk, plunge, immerse, (or noun equivalent).
Frank J. Wray, “The ‘Vermahnung’ of 1542 and Rothmann’s ‘Bekenntnisse,”
ARG 47 (1956): 243–51.
Mennonite Encyclopedia, 2, “Gabrielites”; Williams,
Radical Reformation, 629, 666, 1068, 1073.
Wes Harrison, Andreas Ehrenpreis and Hutterite Faith and Practice
(Kitchener, Ontario: Pandora Press, 1997), 218–32. By the time
Ehrenpreis responded to Ostorodt, the latter was long dead. However,
his writings were used by later Polish Brethren in their
correspondence and debates with Ehrenpreis.
Williams, Radical Reformation, 456–57.
Old, Shaping of the Reformed Baptismal Rite, 265.
Ibid., 264–82. Note Old’s effort to defend sprinkling.
John Calvin, Institutes of the Christian Religion, 4.15.19.
Williams, Radical Reformation, 52–58, 400–504; on
immersion 450–51, 1052, 1144; see the index for further
information on Servetus.
Ibid., 456–57.
Ibid., index “Gonesius, Peter.”
Earl Morse Wilbur, Socinianism and Its Antecedents, vol. 2 of
A History of Unitarianism (Cambridge: Cambridge University
Press, 1945), 292.
The most extensive work on the Polish Brethren and their practice of
baptism as immersion is Dariusz D. Jarmola, “The Origins and
Development of Believers’ Baptism among Polish Brethren in the
Sixteenth Century” (Ph.D. dissertation,
Southern Baptist Theological Seminary, Fort Worth, Texas,
1990).
Theodor Wotschke, “Ein dogmatisches Sendschreiben des Unitariers
Ostorod,” ARG 12 (1915): 150–51.
Ibid., 151. See also Williams, Radical Reformation, 1145.
Jarmola, Origins, 166.
Williams, Radical Reformation, 1174–75.
J. C. van Slee, De Rijnsburger Collegianten: Geschiedkundig
onderzoek (Utrecht: Hes Publishers, 1980 (repr. of 1895). On
baptism, see 300ff.; on Richard Blunt, 380.
For example, Mennonite Encyclopedia 1, “Baptism”; 3,
“Immersion.” Similar perspectives are common in church history
texts.
New Catholic Encyclopedia 12, “Rites, English Medieval.”
Cited in Christian, Immersion, 163.
Ibid.
Ibid., 180.
Ibid., 162.
Ibid., 163.
Ibid., 162–63.
Horton Davis, Worship and Theology in England from Andrewes to
Baxter and Fox, 1603–1690 (Princeton: Princeton University
Press, 1975), 476.
Works dealing with the origin of the English Baptists are
prodigious; it may be more helpful to mention two bibliographies of
Baptist history in general and on baptism in particular: Susan
Mills, “Sources for the Study of Baptist History,” The
Baptist Quarterly 34 (1992): 282–96; A. Gill, A
Bibliography of Baptist Writings on Baptism, 1900–1968 (Rüschlikon-Zürich:
Baptist Theological Seminary, 1969).
William Lumpkin, ed., Baptist Confessions of Faith (Chicago:
Judson Press, 1959), 167; see his earlier chapters for brief but
helpful historical overviews and the introductions to the various
Confessions.
Jefferson P. Hamilton, “The History of Immersion in England,” Methodist
Review 46 (September–October 1897): 93–95.
“Baptism,” Mennonite Encyclopedia, 1 and 5 (Supplement);
“Immersion,” 3 and 5 (Supplement). See also entries under the
individual church names in the Encyclopedia and supplement
volume.
Donald Durnbaugh, “Nineteenth-Century Dunker Views of the River
Brethren,” Mennonite Quarterly Review 67 (April 1993):
133–51.
Gotfried Arnold, Unpartheyische Kirchen- und Ketzer-Historie, von
Anfang des Neuen Testaments bis auf das Jahre 1688 (4 vols.;
Frankfurt, 1699–1700).
Carl F. Bowman, Brethren Society: The Cultural Transformation of
a “Peculiar People” (Baltimore: Johns Hopkins University
Press, 1995).
Roger E. Sappington, “How the Brethren Were Influencing the
Development of Other Denominations between 1785 and 1860,” ATJ
8 (September 1975): 82–86.
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